Apollo Wealth Management, LLC
The Firm takes precautions to maintain the privacy of personal information concerning the Firm’s current
and prospective individual investors. These precautionsinclude the adoption of certain procedures designed
to maintain and secure such investors’ nonpublic personal information from inappropriate disclosure to
The Firm collects nonpublic personal information about its investors from the following sources:
- Information the Firm receives from an investor in an application or other forms to open an account or other related documents or forms;
- Information about an investor’s transactions with the Firm, its affiliates, or others, including service providers that are necessary to carry on our everyday business; and
- Information the Firm may receive from a consumer reporting agency.
The Firm does not disclose any nonpublic personal information about its prospective, existing or former
investors to anyone, except to service providers that have been advised as to proper handling of the
information and otherwise as permitted or required by law and regulation.
The Firm restricts access to nonpublic personal information about its investors to those employees and
agents of the Firm who have been advised as to the proper handling of such information and who need to
know that information in order to provide services to its investors. The Firm may also disclose such
information to its affiliates and to service providers and financial institutions that provide services to the
Firm that are necessary or appropriate for the administration of the Firm and the effectuation of its
transactions or are otherwise permitted by law, such as prime brokers and administrators. The Firm will
require such third-party service providers and financial institutions to protect the confidentiality of the
investors’ nonpublic personal information and to use the information only for purposes for which it is
disclosed to them. The Firm may also disclose nonpublic personal information to regulatory authorities as
required or permitted by applicable law. The Firm maintains physical, electronic, and procedural safeguards
that comply with federal standards to safeguard the investors’ nonpublic personal information and which
the Firm believes are adequate to prevent unauthorized disclosure of such information.
The Firm does not otherwise provide information about current, former and prospective investors
to outside firms, organizations or individuals except at the investor’s request or to attorneys,
accountants and auditors of any current, former and prospective client.